As we look back on the last 12 months, reflect as we move into 2018 to think about our goals and formulate a plan to take action.
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Biggest Corporate Governance Trends in 2017 and Looking Ahead
NEWS & ANALYSIS | Top corporate governance stories from 2017
News Article Kobe Steel: “We are extremely sorry for our improper conduct”Paul Hodgson | December 18, 2017The biggest question surrounding the recent scandal at Kobe Steel is: If you have all the right systems in place—culture of compliance, proper regulations, good quality control, and more—but admit you’ve largely ignored them, how do you convince customers and investors going forward that you’re ready to comply?
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News Article Beyond the investigation: Monitoring for retaliationKatie Smith | September 12, 2017An organization cannot have a speak-up culture if its workers fear retaliation for coming forward. Learn to spot the telltale signs of retaliatory culture before it poisons the well.
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GRC Announcements Blog FTI Consulting strengthens its Dispute Advisory PracticeGRC Announcements | September 6, 2017FTI Consulting, a global business advisory firm, today announced that C. Paul Wazzan has joined the firm’s Dispute Advisory Services practice within its Forensic & Litigation Consulting segment as a senior managing director.
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THOUGHT LEADERSHIP | Top corporate governance whitepapers, research, and tools from 2017
Enforcement Action Blog MoneyGram to forfeit $125M for AML compliance lapses; DPA extendedJaclyn Jaeger | November 8, 2018MoneyGram on Nov. 8 entered into agreements with the U.S. Department of Justice and the Federal Trade Commission concerning previously disclosed compliance failures that resulted in a widespread money-laundering fraud scheme.
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Enforcement Action Blog Citibank to pay $38.7M for improper handling of ADRsJaclyn Jaeger | November 7, 2018Citibank has agreed to pay $38.7 million to settle charges of improper handling of “pre-released” American Depositary Receipts, the Securities and Exchange Commission announced on Nov. 7.
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Grapevine Blog Penn State names chief ethics and compliance officerScuttlebutt | November 7, 2018Penn State has named Kenya Mann Faulkner chief ethics and compliance officer. She will begin her new role on Dec. 3.
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Global Glimpses Blog FCA seeks to mitigate Brexit-related riskNeil Hodge | November 6, 2018The U.K. Financial Conduct Authority is on a mission to thwart as many “cliff-edge” risks as possible during the Brexit transition.
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GRC Announcements Blog GAN Connect provides holistic view of complianceGRC Announcements | November 5, 2018GAN Integrity, a fully integrated compliance solution provider for global business, announced the latest version of its platform, GAN Connect. The updated offering brings together all critical compliance systems and data into a single, integrated platform, rather than focusing on just one area of a compliance program.
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GRC Announcements Blog EverCompliant solution addresses KYC gapsGRC Announcements | November 5, 2018EverCompliant, a business cyber-intelligence provider, recently announced the launch of eKYC Discovery, a tool that addresses potential gaps in the Bank Secrecy Act and Anti-Money Laundering-mandated Know Your Customer processes that could leave financial institutions exposed to criminal activity.
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GRC Announcements Blog Workiva, KPMG alliance transforms risk management, regulatory reportingGRC Announcements | November 5, 2018Workiva, a data collaboration, reporting and compliance solutions provider, and U.S. audit, tax, and advisory firm KPMG recently announced an alliance to provide a strategic offering designed to help organizations transform and integrate their risk management, regulatory, and financial reporting and compliance processes by using the Workiva Wdesk platform.
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Tom Fox Dan Chapman talks FCPA investigationsTom Fox | November 5, 2018Former CCO Dan Chapman chats with Tom Fox about how to approach an FCPA investigation and come out stronger after remediation.
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Enforcement Action Blog Walmart reaches proposed class-action settlement for $160MJaclyn Jaeger | November 5, 2018Walmart has reached a proposed $160 million settlement with the City of Pontiac General Employees’ Retirement System in a securities fraud class-action lawsuit concerning a long-running investigation into violations of the Foreign Corrupt Practices Act.
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News Article U.K.’s EA mum on combating plastic waste fraudPaul Hodgson | October 30, 2018A recent report says the U.K. Environment Agency is investigating complaints of widespread fraud and non-compliance with waste regulations being perpetrated by organised criminals and certain U.K. firms—a claim the agency will neither confirm nor deny.
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