Putting Risk & Compliance Decisions Into a Consistent Context

By Don Griffith,VP, Massachusetts Mutual Life Insurance Company 2019-01-15T14:24:31.257+00:00

Topics

Article
Wells Fargo CCO Roemer to depart amid new risk hirings
2020-08-14T16:09:00Z
Wells Fargo announced Chief Compliance Officer Mike Roemer will depart two years after taking on the daunting task of transforming the troubled bank’s compliance and risk management efforts. Paula Dominick will succeed him as CCO.
Article
New survey highlights internal audit’s vital role in fraud risk management
2020-08-13T17:48:00Z
The more internal audit plays a key role in the strategic management of fraud, the more effective and robust organizations’ fraud risk management processes seem to be, according to the results of a recent Kroll/IIA survey.
Article
OCIE risk alert offers coronavirus-related advice to investment, brokerage firms
2020-08-13T17:22:00Z
Many of the coronavirus-related risks recently highlighted by the Office of Compliance Inspections and Examinations are well-known, but the agency made a point of mentioning fees and expenses.

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