BNY Mellon Investment Adviser has agreed to pay a $1.5 million fine to the Securities and Exchange Commission (SEC) for making โmisstatements and omissionsโ on environmental, social, and governance (ESG) mutual funds it managed over three years.

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BNY Mellon Investment Adviser has agreed to pay a $1.5 million fine to the Securities and Exchange Commission (SEC) for making โmisstatements and omissionsโ on environmental, social, and governance (ESG) mutual funds it managed over three years.
Aaron Nicodemus is the Editor-in-Chief of Compliance Week. He previously worked as a reporter for Bloomberg Law and as business editor at the Telegram & Gazette in Worcester, Mass. Email: aaron.nicodemus@complianceweek.com LinkedIn:... More by Aaron Nicodemus
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