Deutsche Bank will pay a total of $10.3 million to resolve two separate settlements with the Commodity Futures Trading Commission, the agency announced Thursday.
In the first matter, Deutsche Bank must pay a $9 million civil penalty to resolve federal court charges for alleged violations of various swap data reporting and other regulatory violations. In the second matter, Deutsche Bank Securities must pay a $1.25 million civil penalty for engaging in spoofing practices through two of its traders.
