By
Jaclyn Jaeger2020-06-11T15:24:00
The Federal Communications Commission is seeking a $225 million fine—the largest proposed penalty in its 86-year history—against a health insurance telemarketer for allegedly making approximately one billion illegally spoofed robocalls.
2019-12-19T19:33:00Z By Kyle Brasseur
A popular bill intended to crack down on illegal robocalls has passed House and Senate votes with overwhelming majorities and will soon make its way to President Trump’s desk for final approval.
2018-11-20T16:30:00Z By Joe Mont
Newly proposed legislation is making the rounds of the Senate in an effort to strike against unwanted telephone solicitations.
2018-05-01T10:45:00Z By Joe Mont
The challenge for dealing with intrusive robocalls is finding a way to limit the ubiquitous scams while not adding legitimate uses to the rogue’s gallery of con artists.
2025-11-13T20:34:00Z By Jaclyn Jaeger
The DOJ dropped a June 2024 indictment against a Cassava Sciences advisor, closing a case tied to an alleged short-selling scheme and related government probes. The case was criticized for fundamental flaws in evidence and legal procedures.
2025-11-10T21:16:00Z By Adrianne Appel
The former U.S. chief compliance officer of hedge fund firm Capula Investment Management has blown the whistle against his former employer, alleging he was terminated for raising concerns about improper expensing practices.
2025-11-07T22:18:00Z By Adrianne Appel
First Trust Portfolios has been fined $10 million by FINRA for allegedly providing excessive meals, gifts, and other incentives to broker-dealers.
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