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Posted inRegulatory Enforcement

FINRA fines Citigroup unit $250K over trade designations

by Kyle Brasseur September 12, 2023

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An affiliate of financial services firm Citi was fined $250,000 by the Financial Industry Regulatory Authority (FINRA) regarding inaccurate trade confirmations to customers.

Citigroup Global Markets agreed to settle the matter, which was uncovered during a FINRA examination.

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