A New Jersey-based asset management firm and its president and chief compliance officer are facing Securities and Exchange Commission (SEC) charges for “cherry-picking” profitable stocks for new and favored accounts that diminished returns for other clients.

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Aaron Nicodemus is the Editor-in-Chief of Compliance Week. He previously worked as a reporter for Bloomberg Law and as business editor at the Telegram & Gazette in Worcester, Mass. Email: aaron.nicodemus@complianceweek.com LinkedIn:...