By
Jaclyn Jaeger2026-03-12T20:00:00
Recent pronouncements made by the U.S. Securities and Exchange Commission (SEC) leadership, alongside the recent overhaul of the SEC Enforcement Manual, collectively signal a back-to-basics enforcement approach that appears beneficial for companies in their dealings with the agency.
A back-to-basics enforcement approach does not mean a lax enforcement approach, however. “[R]eports that enforcement work at the SEC has been tossed to the wayside are not only greatly exaggerated, but flat out wrong,” SEC Enforcement Division Director Margaret Ryan said in remarks at the Los Angeles County Bar Association in February.
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2026-02-03T22:57:00Z By Adrianne Appel
Three former executives at Archer-Daniels-Midland intentionally misled investors by inflating the performance of the company’s Nutrition unit, the U.S. Securities and Exchange Commission has alleged.
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The Securities and Exchange Commission has closed its Foreign Corrupt Practices Act investigation into Calavo Growers, three months after the Department of Justice closed its FCPA investigation into the produce and agriculture company.
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2026-03-30T17:24:00Z By Adrianne Appel
Visa, Mastercard, PayPal, and Stripe have received letters from the Federal Trade Commission, warning the companies to end any policies or terms of service that may result in the “debanking” of customers.
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The ink was barely dry on the U.S. Department of Justice’s new corporate enforcement policy (CEP) when the agency announced it would not prosecute Balt SAS for alleged bribery violations.
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