By Aaron Nicodemus2024-11-25T19:18:00
The Department of Justice (DOJ) has added antitrust compliance guidance in an update to its Evaluation of Corporate Compliance Programs (ECCP).
The guidance, issued Nov. 12, said prosecutors should evaluate how well a company’s antitrust compliance program handles issues such as “price fixing (including wage fixing and conspiracies to suppress other terms of price competition), bid rigging, market allocation, and monopolization, as well as obstructive acts that imperil the integrity of antitrust investigations.”
As with the rest of the ECCP, the DOJ evaluates corporate compliance programs during criminal investigations, and again when making sentencing recommendations, which include whether to impose obligations like an independent compliance monitor.
2024-12-31T15:32:00Z By Oscar Gonzalez
As Donald Trump begins his transition to become president, there are questions about the fate of tech companies, as well as regulators from multiple administrations. Google in particular is fighting a high-profile antitrust ruling after an investigation started by Trump in 2020 could be resolved in his next administration.
2024-09-26T14:23:00Z By Adrianne Appel
Companies under criminal prosecution by the Department of Justice for any reason must show they have robust compliance for any artificial intelligence in use–or risk heightened prosecution–under a DOJ policy update.
2023-03-03T19:43:00Z By Aaron Nicodemus
The Department of Justice announced changes to its evaluation procedures for corporate compliance programs in criminal investigations, including monitoring off-channel messaging by employees, executive compensation programs, and how the agency selects compliance monitors.
2025-10-03T21:24:00Z By Adrianne Appel
While the Trump administration may have shifted away from pursuing small, white-collar, financial crimes, its focus on health care fraud cases is as hot as ever.
2025-10-01T21:10:00Z By Neil Hodge
The U.K’.s financial regulator has given a strong indication that financial firms’ use of unauthorized devices and apps is under scrutiny and that policies around off-channel communications need to be tightened up.
2025-09-29T19:09:00Z By Adrianne Appel
Regulatory relief from anti-money laundering rules is in the cards for casinos, insurance companies and other non-bank financial institutions, the U.S. Treasury Department’s Treasury’s Financial Crimes Enforcement Network (FinCEN) said Monday.
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