The Financial Industry Regulatory Authority (FINRA) is encouraging member firms to start proactively incorporating new anti-money laundering and countering the financing of terrorism (AML/CFT) priorities mandated by Congress into their risk-based compliance programs.
Aaron Nicodemus is the Editor-in-Chief of Compliance Week. He previously worked as a reporter for Bloomberg Law and as business editor at the Telegram & Gazette in Worcester, Mass. Email: aaron.nicodemus@complianceweek.com LinkedIn:... More by Aaron Nicodemus
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