SEC Announces Record $600 Million Insider Trading Settlement

By Bruce Carton2013-03-15T13:39:00

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KPMG Insider-Trading Scandal Leaves Some Clients in the Lurch

2013-04-23T00:00:00Z By Tammy Whitehouse
News Brief
CFPB drops $95M enforcement action against Navy Federal, without explanation

2025-07-07T19:02:00Z By Aaron Nicodemus

The Consumer Financial Protection Bureau has dropped a $95 million enforcement action against Navy Federal Credit Union, the latest regulatory pullback by the agency under President Donald Trump.
Article
FCA drops ‘naming and shaming’ approach – except in ‘exceptional circumstances’

2025-07-07T17:45:00Z By Neil Hodge

The UK’s financial regulator has had a rough ride over the past couple of years as its strategy to “name and shame” firms it opened investigations into was widely slammed by the industry and lawmakers over concerns that companies could be unfairly maligned.