By Jaclyn Jaeger2017-01-19T10:30:00
Without admitting or denying the findings, asset management BlackRock agreed to pay a $340,000 penalty to settle charges that it improperly used separation agreements in which exiting employees were forced to waive their ability to obtain whistleblower awards. Jaclyn Jaeger reports.
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
2018-01-23T10:00:00Z By Joe Mont
Investors in index funds are taking a page from their activist counterparts and making demands on companies. The surprise: Those companies are listening.
2026-03-27T22:52:00Z By Oscar Gonzalez
A former bank chief executive has pleaded guilty in a U.S. federal court to charges tied to a multimillion-dollar fraud and sanctions evasion scheme linked to Venezuela. This follows the U.S. removal of Venezuelan President Nicolás Maduro from the country, and has opened up the country for trading oil and ...
2026-03-26T18:01:00Z By Jaclyn Jaeger
The former U.S. chief compliance officer of London-based hedge fund Capula Investment Management, who alleged he was fired for escalating “significant regulatory compliance issues” to senior management, refiled his lawsuit in state court after his original complaint was dismissed in federal court on jurisdictional grounds.
Site powered by Webvision Cloud