SEC Fines EY $4 Million over Auditor Independence

By Tammy Whitehouse2014-07-15T08:30:00

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Article
Here We Go Again: Regulators Looking Anew at Audit Firm Consulting

2014-10-21T12:30:00Z By Tammy Whitehouse

Image: Title: TurnerRegulators are taking a fresh look at whether the quality of public company audits is threatened when audit firms also focus on selling consulting services. Revenue from audit services has remained flat, while revenue from consulting services is rising again. “They’re driven by the fact that management is ...
Article
Accelerated Adjudication Could Make Settling Audit Disputes Easier

2014-09-03T10:30:00Z By Tammy Whitehouse
News Brief
SEC exam priorities for 2026 signal heightened focus on firmwide compliance

2025-12-05T19:25:00Z By Oscar Gonzalez

The U.S. Securities and Exchange Commission’s (SEC) Division of Examinations released its 2026 examination priorities, which give companies a roadmap of areas of heightened risk and regulatory focus for next year.