- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
On Monday, the SEC announced an award of more than $20 million to a whistleblower. It is the third largest bounty thus far for the Commission's whistleblower program. Joe Mont has more.
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The Securities and Exchange Commission announced awards totaling $50 million to two whistleblowers whose high-quality information assisted the agency in bringing a successful enforcement action.
Financial services firm Cantor Fitzgerald will pay a $6.75 million fine to the Securities and Exchange Commission for making misleading statements regarding two special purpose acquisition companies that it controlled.
London has long had the dubious reputation of being the world’s money laundering capital and it looks like it’s a title it is likely to retain for some time yet.
