- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2015-12-22T13:00:00
Under new SEC rules that take effect on May 16, companies will be permitted to offer and sell securities through crowdfunding. To do so, they must file the required disclosures about the offering on a new Form C. Future filers are now able to submit test filings on the new ...
2017-03-07T12:15:00Z By Joe Mont
Crowdfunding is a revolutionary tool for capital formation. Dealing with its risks may provide a catalyst for fresh thinking about investor protections.
2016-05-17T12:45:00Z By Joe Mont
It was once an understood fact of life that regulators are reactive, not proactive, when it comes to rulemaking and industry standards. Now, with disruptive technology and sharing services evolving from quaint ideas to multi-billion- dollar enterprises, some are starting to shake off that reputation, albeit cautiously. Joe Mont has ...
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
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