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SEC Responds to First Batch of No-Action Letters
By Jaclyn Jaeger2012-03-19T12:32:00
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Image: Title: LampeFinancial firms worried about an enforcement action from the Consumer Financial Protection Bureau may soon get a reprieve. The agency has proposed a no-action letter policy that would let financial firms test the regulatory waters before they roll out new financial products. The application process, however, requires much ...
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