Skip to main content
Skip to navigation

SEC Searching for Rules Violations in Piles of Data

By Joe Mont2014-10-15T15:45:00

THIS IS MEMBERS-ONLY CONTENT

You are not logged in and do not have access to members-only content.

If you are already a registered user or a member, SIGN IN now.

Related articles

Article
SEC oversight in the Digital Age

2017-01-18T09:30:00Z By Jaclyn Jaeger

Big Data is the compliance buzzword of the day, but at the SEC, high technology is both a challenge and an opportunity. Jaclyn Jaeger has more.
News Brief
DOJ, SEC charge owner of Pennsylvania companies of running $770M Ponzi scheme

2025-09-04T17:31:00Z By Adrianne Appel

The majority owner of a Pennsylvania investment firm faces 100 years of prison time and huge fines for allegedly running a $770 million Ponzi scheme centered on an ATM company he also owned.
Basic Page
SEC taps military judge as Enforcement Division Director

2025-08-27T19:46:00Z By Aly McDevitt

The SEC has named Margaret “Meg” Ryan, a senior military judge and Harvard Law lecturer, as its next Enforcement Division Director—an unconventional pick that could signal changes in enforcement strategy.