Skip to main content
Skip to navigation

SEC Searching for Rules Violations in Piles of Data

By Joe Mont2014-10-15T15:45:00

THIS IS MEMBERS-ONLY CONTENT

You are not logged in and do not have access to members-only content.

If you are already a registered user or a member, SIGN IN now.

Related articles

Article
SEC oversight in the Digital Age

2017-01-18T09:30:00Z By Jaclyn Jaeger

Big Data is the compliance buzzword of the day, but at the SEC, high technology is both a challenge and an opportunity. Jaclyn Jaeger has more.
Article
U.K. enforcement appetite over off-channel comms grows as U.S. wanes

2025-10-01T21:10:00Z By Neil Hodge

The U.K’.s financial regulator has given a strong indication that financial firms’ use of unauthorized devices and apps is under scrutiny and that policies around off-channel communications need to be tightened up.
Basic Page
Trump wants SEC to toss quarterly reporting requirement

2025-09-15T20:00:00Z By Aly McDevitt

President Donald Trump is pushing for a shake-up in corporate reporting rules, calling on companies to file earnings with the SEC only twice a year instead of every quarter.