All short selling articles

  • Stock downward trend
    Article

    DOJ probe into shadowy underworld of short selling ‘long overdue’

    2022-01-11T18:17:00Z

    A Department of Justice criminal investigation into illegal short selling is just the latest indication these schemes demand greater scrutiny that chief compliance officers and in-house counsel can no longer afford to ignore.

  • GameStop stocks
    Article

    Compliance lessons from GameStop market insanity

    2021-01-28T22:08:00Z

    Wall Street has been consumed this week watching a real-time battle unfold between retail investors and hedge funds over formerly moribund stocks like GameStop, AMC Entertainment, and BlackBerry. The compliance lessons lie in the levels of risk.

  • Lefort_opinion
    Article

    A risk management perspective on GameStop stock surge

    2021-01-28T21:37:00Z

    Actions taken by Robinhood and TD Ameritrade amid the crazy GameStop stock surge can be understood from the perspective of risk management, but who’s watching out for the retail investors? That’s where the real risks lie.