- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2014-11-19T16:15:00
What’s the true cost of non-compliance? A study by Thomson Reuters makes the case that fines, while significant and growing, may be the least of what should worry companies that run afoul of regulations. Broader financial implications can include the end of a business line, an inability to sell specific ...
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2015-01-06T16:15:00Z By Joe Mont
The SEC is likely to spend 2015 churning through as much rulemaking for the Dodd-Frank Act as it can, never mind being years behind schedule on that front. To complicate matters for the agency, Congress is also likely to try repealing some parts of the law even before the SEC ...
2025-05-01T14:39:00Z By Neil Hodge
Antitrust infringement cases in the United Kingdom can run on for years, but there’s a question whether issuing fines that are dwarfed by the revenues of those organisations involved is a worthy deterrent—particularly if they are imposed over a decade after the misconduct ended. It’s also debatable whether the first ...
2025-04-28T21:38:00Z By Aaron Nicodemus
Whistleblowing in the United States is being buffered by uncertainty from regulators who are backing off policing corruption and consumer protections. Regulators like the Department of Justice and the Securities and Exchange Commission are being thrown into disarray by layoffs and restructuring. Still, whistleblowers will likely continue coming forward.
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