Wholesale retailer Costco would like a tariff refund from the U.S. government, if the U.S. Supreme Court rules that President Donald Trump overstepped his authority by imposing them.
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Posted inRegulatory Enforcement
San Francisco firm pays $11.4M for alleged Russia-related sanctions violations
A San Francisco-based private equity firm has agreed to pay $11.4 million to settle allegations it violated U.S. sanctions rules by handling investments for a sanctioned Russian oligarch.
Posted inData Privacy
U.K. data regulator pushes transparency on investigations while businesses seek clarity on compliance
Plans to increase transparency around how the U.K.’s Information Commissioner investigates and fines companies should give businesses more clarity, but experts say the regulator still needs to explain how it will prioritize cases.
Posted inFinancial Services
U.K. asset managers to focus on investor engagement outcomes under new reporting guidance
Asset managers reporting under the U.K.’s updated Stewardship Code starting Jan 1 should focus on engagement outcomes and evidence of impact. New guidance from the U.K. financial regulator offers case studies and checklists to support compliance.
Posted inData Privacy
Company agrees to report to FTC for 10 years after breach of 10 million student records
A tech company that stores student information for schools has agreed to implement a data security program and report to the Federal Trade Commission for 10 years, after security failures led to data for 10 million students being breached.
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Driving Success Through Effective Change Management
Join us as we discuss how structured change management accelerates digital initiatives and ensures long-term success. In this session, we’ll explore proven strategies to enhance alignment, reduce resistance, and enable successful transformation.
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Hot Topics in Risk and Compliance: AI, Analytics, and Emerging Audit Technologies
Join experts from KPMG, Cisco, and Workiva as they explore how audit, accounting, and finance professionals can leverage a technology mix of data analytics, gen AI, and other tools to ramp up efficiency and strengthen control effectiveness.
Posted inRegulatory Policy
New regulatory regimes for U.K. and EU ESG ratings firms could increase compliance costs
Environmental ratings are becoming big business as companies seek proof of sustainable and socially beneficial conduct. Firms that issue ratings on environmental, social and governance (ESG) performance are set to be regulated in the EU and U.K.
Posted inAccounting & Auditing
FRC’s plans for more flexible enforcement gains support
Plans to give the U.K.’s audit regulator more options to regulate firms for sloppy work have been largely well received by experts, who believe the current system is “inflexible,” “cumbersome,” and “slow.”
Posted inFrom the Archive
Bridging cultures: Adapting corporate compliance to APAC norms
’Tis the season of giving. For multinationals, compliance in gifts and entertainment policies in Asia is not about exporting Western rules, but embedding global standards in a language and culture local teams trust.