All TIAA articles

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    News Brief

    TIAA unit to pay $2.2M for Reg BI lapses

    2024-02-19T16:00:00Z

    A subsidiary of the Teachers Insurance and Annuity Association of America agreed to pay more than $2.2 million as part of a settlement with the Securities and Exchange Commission for not acting in the best interest of its retail customers regarding their retirement accounts.

  • SEC
    Article

    TIAA subsidiary to pay $97M over wealth advisory sales practices

    2021-07-13T18:16:00Z

    A subsidiary of the Teachers Insurance and Annuity Association of America has agreed to pay $97 million to settle charges of inaccurate and misleading statements and failing to adequately disclose conflicts of interest regarding employer-sponsored retirement plans.

  • Article

    TIAA adds chief risk and compliance officer

    2019-09-27T14:49:00Z

    Financial services provider TIAA appointed David Nason to the newly created position of chief risk and compliance officer.