Ethics & Codes


Race2020

NAVEX Global: Top 10 compliance trends for 2020

2020-01-17T19:20:00+00:00By

A recent Webinar, and complementary report, from NAVEX Global offers a look at the top 10 risk and compliance trends for 2020.

Power

Samantha Power to deliver keynote at Compliance Week 2020

2020-01-16T19:32:00+00:00By Compliance Week

Compliance Week is thrilled to announce the addition of Samantha Power as a keynote speaker at its 2020 National Conference May 18-20 in Washington D.C.

Columnist_Bistrong

My Compliance Library: ‘Crisis of Conscience’ explores whistleblower culture

2020-01-13T18:31:00+00:00By

The latest installment of My Compliance Library examines “Crisis of Conscience,” a wide-ranging look at whistleblowers and the toxic cultures that lead to their critical role in enacting change.

Samsung

Samsung establishes compliance oversight committee

2020-01-09T19:42:00+00:00By

Samsung Group has announced its intent to establish a corporate compliance oversight committee as the company seeks to clean up its tarnished reputation following a slew of scandals.

2020

Special report: Compliance 2020

2020-01-06T14:24:00+00:00By

CW Editor in Chief Dave Lefort offers 10 predictions on what will dominate compliance headlines in 2020.

columnist icons

Top ethics and compliance failures of 2019

2019-12-27T17:13:00+00:00By

From antitrust and privacy concerns in the tech world to compliance officer liability in the pharmaceutical industry to unethical practices in the banking and accounting professions, more than a dozen companies made Compliance Week’s list of the biggest compliance fails in 2019.

columnist icons - kyle

Apple, Walmart among compliance winners of 2019

2019-12-27T17:13:00+00:00By

Strong social stances, a dedication to doing what’s right, and leading by example highlight the qualities exemplified by our list of ethics and compliance winners of 2019.

askamii

Ask Amii mailbag: TPRM from a third-party perspective

2019-12-20T19:47:00+00:00By

The latest edition of the Ask Amii mailbag analyzes a case of a third party’s recommendation being ignored and offers tips on when it’s the right time to change career paths.

E. Lulin Ethics Award-8

L’Oréal Q&A: Becoming the ‘most ethical company in the world’

2019-12-17T16:27:00+00:00By

L’Oréal’s Chief Ethics Officer Emmanuel Lulin shares with Compliance Week how the 110-year-old consumer goods company is working toward its lofty ambition of becoming “the most ethical company in the world.”

Columnist_Hodge

WADA mess: Sports regulator’s light touch sends bad compliance message

2019-12-13T15:55:00+00:00By

One of sports’ key enforcement agencies handed out a penalty this week that sent a message no regulator wants to send: Punitive action may only come after the guilty party has already reaped the rewards.

Brockmeyer

Former FCPA chief’s 7 steps to third-party compliance

2019-12-12T21:03:00+00:00By

Speaking at CW’s Third-Party Risk Management and Oversight Summit, former FCPA Unit chief Kara Brockmeyer called attention to recent enforcement actions against Walmart and Ericsson as a way to highlight seven steps to third-party compliance.

Excellence in Compliance Awards

Introducing ‘The Excellence in Compliance Awards’

2019-12-02T22:03:00+00:00By

Compliance Week is making some changes to its annual awards for 2020, evolving the “Top Minds” recognition into a full-blown, specifically targeted awards program dubbed “The Excellence in Compliance Awards.”

Screen Shot 2019-11-20 at 11.32.47 AM

Six steps for developing an AI ethics framework

2019-11-20T20:56:00+00:00By

Artificial intelligence can undoubtedly improve processes and create efficiencies, but it can also be an enormous risk if it’s not designed with ethics in mind.

WorkplaceIssues

Survey: Workplace equality issues top of mind for European employers

2019-11-14T17:37:00+00:00By

Improving workplace equality is on the list of concerns and priorities for European employers, with many moving to address equal pay and workplace harassment, according to the findings of a newly released survey.

askamii

Ask Amii mailbag: What makes a champion of culture?

2019-11-14T15:41:00+00:00By

In the latest edition of the Ask Amii mailbag, executive coach Amii Barnard-Bahn offers a checklist for measuring ethical culture, three guideposts for promoting culture at a startup, and her take on getting the right mix of in-person and virtual trainings.

Carnival

Carnival enhances its ethics and compliance function

2019-11-12T16:21:00+00:00By

As part of its new companywide ethics and compliance function stemming from a history of environmental violations, Carnival has announced seven new hires and internal promotions.

Analytics

Case study: How 3M uses predictive analytics

2019-11-11T18:32:00+00:00By

At a recent virtual conference, Michael Duran, chief ethics and compliance officer at 3M, shared in candid detail lessons learned from the company’s journey toward predictive analytics.

askamii

Ask Amii mailbag: Steps to encourage employees to speak up

2019-11-05T17:43:00+00:00By

This edition of the Ask Amii mailbag offers tips on how to ensure your employees feel safe blowing the whistle, suggestions for encouraging collaboration, and advice for data managers on how to manage data ethically and responsibly in a segmented firm.

columnist icons

Time to reassess the meaning of ‘compliance’

2019-11-04T16:22:00+00:00By

Deutsche Bank is just the latest scandal-plagued bank to make headlines, once again, for ignoring sound compliance advice. Maybe it’s time to eliminate the entire concept of compliance altogether, writes an exasperated Jaclyn Jaeger.

Hotline

First-ever directory of companies’ anonymous reporting hotlines released

2019-10-18T17:32:00+01:00By

A newly published online directory offers employees of Fortune 500 companies 10 tips and other best practices for reporting sexual misconduct, ethical violations, and fraud.

Asset 1

AT&T might be the next Wells Fargo (and doesn’t seem to be doing anything about it)

2019-10-15T14:12:00+01:00By

A federal securities lawsuit against AT&T and multiple executives of the company mirrors many of the same troubling ethics and compliance failures that plagued Wells Fargo. Inside, we take a deep dive into the allegations.

CrackedSkinMan

Oxfam slams U.K. supermarkets over worker abuses in supply chains

2019-10-11T16:47:00+01:00By

In an effort to cut costs and raise revenue, U.K. supermarkets are endangering employees with such abuses as a lack of toilets, unsafe drinking water, and illnesses resulting from exposure to pesticides, says a new report from Oxfam.

convercent 300x200

Webcast: Effectively marketing your E&C program

2019-10-10T13:58:00+01:00Provided by

The role of a compliance professional is increasingly complex: Not only do you have to adhere to regulations and legal guidelines, but you have to engage your workforce to participate in your ethics and compliance program for it to be effective. In many ways this is similar to the changing ...

askamii

Ask Amii mailbag: Keeping up with AI, global compliance norms

2019-10-09T14:59:00+01:00By

In this “Ask Amii” monthly mailbag, executive coach and former Chief Compliance Officer Amii Barnard-Bahn explores the future of compliance and best practices for establishing your program in a non-U.S. domain.

AstraZeneca

Q&A: Shaping culture for the greater good at AstraZeneca

2019-10-07T15:08:00+01:00By

In this one-on-one, we caught up with Louise Vamvoukaki, director of sustainability education and engagement at AstraZeneca, who shared how the company overhauled its organizational culture through design of its Code of Ethics.

Columnist_Bistrong

‘The Culture Map’ reminds CCOs context is everything

2019-09-27T15:06:00+01:00By

In his latest book review, Richard Bistrong explores Erin Meyer’s look at how global messages and programs need to be developed and understood on a country-by-country basis, as well as asking several compliance professionals their thoughts.

Q&A

Hiring manager: CCOs are in demand, seeing salary bumps

2019-09-24T19:21:00+01:00By

A managing director at an executive search firm that specializes in compliance hires has some advice—and a bit of good news—if you’re looking for a job as a CCO.

James Comey

James Comey to headline Compliance Week 2020 conference

2019-09-10T15:21:00+01:00By Compliance Week

Compliance Week is thrilled to announce the headline speaker for its 2020 National Conference held May 18-20 in Washington D.C. will be FBI Director (2013-2017) and best-selling author James Comey.

Walmart

Compliance key to Walmart’s revised stance on firearms

2019-09-05T14:25:00+01:00By

Walmart is planning to offer to the rest of the retail industry a chance to peer at its compliance controls as part of its efforts to address firearm safety following two recent shootings in its stores.

Asia

Asia Pacific compliance: Five tips for practitioners based outside the region

2019-08-14T18:59:00+01:00By Mary Shirley

Communicating the variances of Asian regulatory policies could mean the difference between progress or failure. One of our former Top Minds offers companies five tips for avoiding a regulatory disaster within a multinational organization.

columnist icons2

Epstein lesson: Ignored compliance advice a red flag

2019-08-14T12:57:00+01:00By

The Jeffrey Epstein scandal serves up a cautionary lesson for those who work for companies that put profits over ethics.

Opioids

Chief compliance officer liability and the opioid epidemic

2019-08-02T17:32:00+01:00By

In a period of three months, two chief compliance officers have been charged for their individual roles in the opioid epidemic—a clear indication the Department of Justice continues to expand the scope of prosecutions to those who fail in their compliance responsibilities.