Volcker Rule Includes Big Reporting, Documentation Demands

By Joe Mont2013-12-17T00:00:00

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Article
Volcker Compliance Deadline Creeps Up

2015-04-28T09:00:00Z By Joe Mont

Image: For all the political controversy still surrounding the Volcker Rule, its biggest compliance obligation—implementing new controls and training to root out forbidden trading—has a looming deadline in July. “You’ve got to build an infrastructure,” says David Freeman of the law firm Arnold & Porter. “That’s a bigger effort than ...
Article
Buckle Up for Another Wild Year in Regulation and Compliance

2013-12-31T00:00:00Z By Joe Mont
News Brief
Communication and relationships is increasingly critical for compliance teams

2025-06-04T20:56:00Z By Ian Sherr

Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.