All Compliance Week articles in Web Issue
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Premium
EDPB decision sparks ‘consent-or-pay’ debate for Big Tech firms
Big Tech firms may have to rethink their plans to charge users for not selling their personal data for behavioral advertising following a decision by Europe’s main data regulator.
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News Brief
OCC cites three banks for risk management, BSA-related failures
The Treasury Department’s Office of the Comptroller of the Currency cited three banks for unsafe and unsound business practices that mirror issues similar to what spurred last year’s banking crisis, including risks posed to bank investments by higher interest rates and liquidity concerns in the event of a bank’s failure.
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News Brief
U.S. agencies launch portal for reporting anticompetitive healthcare practices
The Department of Justice’s Antitrust Division, the Federal Trade Commission, and the Department of Health and Human Services partnered to create an online portal for the public to report instances of anticompetitive practices in the healthcare sector.
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News Brief
Treasury kicks off new wave of Iran sanctions
The Treasury Department announced new sanctions against Iran, with Treasury Secretary Janet Yellen promising “further actions in the days and weeks ahead” following the Middle East nation’s attack on Israel.
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News Brief
SEC risk alert warns investment advisers of marketing rule missteps
Examiners with the Securities and Exchange Commission found investment advisory firms have generally done well creating processes to comply with the agency’s amended marketing rule but some have fallen short in ensuring compliance.
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Premium
Intersection of compliance, IT one of opportunity
With senior-level decisions on technology only increasing in frequency as new tools rapidly evolve, a panel at Compliance Week’s 2024 National Conference agreed compliance must consider the opportunities available to influence those conversations.
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Blog
Moors and Cabot announces chief compliance officer
Investment wealth advisory firm Moors and Cabot announced the promotion of Katherine Kelliher to senior vice president, chief compliance officer.
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Blog
Borderless AI appoints ex-Visa, PayPal CCO to board
Payroll solution startup Borderless AI appointed Leonard Shen, the former chief compliance officer at Visa and PayPal, to its board of advisors.
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Blog
Financial Gravity names chief compliance officer
Financial services solutions provider Financial Gravity Companies welcomed Kaili Winters as chief compliance officer and strategy implementation lead.
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Blog
Binance.US names ex-New York Fed compliance chief to board
Cryptocurrency platform Binance.US announced the appointment of Martin Grant, former chief compliance and ethics officer at the Federal Reserve Bank of New York, to its board of directors for BAM Management US Holdings.
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Webcast
CPE Webcast: Mitigating risk: Strengthening control and compliance
Today’s compliance professionals face increasing pressures from talent shortages, a rapidly evolving regulatory landscape, and rising transaction volumes—increasing both complexity and risk.
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News Brief
CFPB rule streamlines nonbank supervision designation process
The Consumer Financial Protection Bureau continued its push to establish supervisory authority over more nonbank financial companies with the adoption of a procedural rule to streamline the process for such designations.
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News Brief
DOJ pilot floats NPAs for whistleblowers involved in corporate misconduct
The Department of Justice launched a new pilot program that encourages voluntary self-disclosure by corporate executives who are themselves involved in financial misconduct, with the incentive of a nonprosecution agreement for those who help an agency investigation.
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News Brief
U.S. senator calls for Temu ban over forced labor, privacy concerns
Sen. Tom Cotton (R-Ark.) is calling on the Biden administration to investigate and ban Chinese e-commerce company Temu over forced labor and data privacy violation concerns.
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Premium
Focused on consumer privacy? Don’t forget employees’ rights
The implications of a privacy rights case involving a U.K.-based Uber Eats driver underscore a popular belief that companies prioritize protecting the personal information of their customers over the data rights of their employees.
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Blog
Soil Health Institute names CHS sustainability chief to board
The Soil Health Institute announced the appointment of Megan Rock, chief sustainability officer at agriculture company CHS, to the nonprofit’s board of directors.
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Blog
Kraton’s general counsel adds chief sustainability officer title
Kraton Corp., a producer of specialty polymers and products derived from renewable resources, announced the appointment of Rogier Roelen as chief sustainability officer, in addition to his existing role as vice president, general counsel.
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Blog
Garmin names general counsel
Wearable technology company Garmin announced Josh Maxfield will assume the role of vice president, general counsel and assistant secretary.
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Blog
Aveanna Healthcare Holdings appoints legal chief
Aveanna Healthcare Holdings announced the appointment of Jerry Perchik as chief legal officer and secretary.
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Blog
Ecopetrol taps temporary compliance VP
Colombia-based oil company Ecopetrol announced Alberto Vergara Monterrosa will temporarily take over as corporate vice president of compliance and compliance officer.