Webcast: SEC Enforcement - Key Developments in 2013
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ArticleSEC Enforcement Trends: Targeting Gatekeepers and Rewarding Tipsters
The Securities and Exchange Commission brought a record-breaking number of enforcement actions in fiscal year 2014, including several against compliance and audit executives. That should come as no surprise: Enforcement Director Andrew Ceresney (pictured above) warned last spring that the SEC wouldn’t hesitate to pursue executives, including compliance professionals, when ...
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ArticleBoA settles class-action related to its dealings with Jeffrey Epstein
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News BriefOFAC temporarily lifts sanctions on certain Russian oil shipments
The U.S. Treasury Department issued a new Russia-related general license allowing certain transactions tied to Russian oil shipments already en route to India. This move comes after oil prices spiked as the U.S war on Iran continues.