Brown Brothers Harriman, a privately-held financial institution has hired Mark Egert as director of compliance for its investment management and markets lines of businesses, based in the firm’s New York office. Egert will also be the firm’s chief compliance officer for FINRA. Egert will be replacing Beth Haddock, who is transitioning to a new position in the firm’s Office of the General Counsel and will support the firm’s globalization initiatives.

Jaclyn Jaeger is a freelance contributor to Compliance Week after working for the company for 15 years. She writes on a wide variety of topics, including ethics and compliance, risk management, legal,...