The former CEO of a Texas-based oilfield services company will pay a $195,046 penalty to settle charges levied by the Securities and Exchange Commission (SEC) related to the company’s failure to disclose some of his executive perks and stock pledges to investors.
Aaron Nicodemus is the Editor-in-Chief of Compliance Week. He previously worked as a reporter for Bloomberg Law and as business editor at the Telegram & Gazette in Worcester, Mass. Email: aaron.nicodemus@complianceweek.com LinkedIn:... More by Aaron Nicodemus
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