A Library of SEC Comment Letters Arises

By Tammy Whitehouse2008-02-20T00:00:00

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Article
Comment Letter Conversations Get a Bit Easier

2015-08-11T11:15:00Z By Edith Orenstein

Those awkward conversations you have with SEC staff when they comment on your periodic filings? They’re getting easier. The number of comment letter conversations has fallen 50 percent in the last five years, suggesting overall improvement in financial reporting. “Obviously internal controls have gotten better at companies, and that certainly ...
Article
SEC Scrutinizing Contingencies, MD&A, Segmentation in Letters

2014-01-28T12:00:00Z By Joe Mont
News Brief
Communication and relationships is increasingly critical for compliance teams

2025-06-04T20:56:00Z By Ian Sherr

Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.