All annual conference articles

  • _AAB8293
    Premium

    Ethics education is key, says Tom Hardin AKA “Tipper X”

    2025-04-30T17:17:00Z

    Tom Hardin AKA “Tipper X” went from a young trader with his whole career ahead of him to an inside trader who got caught, acted as a Federal Bureau of Investigation informant for two years, and pleaded guilty to a felony.

  • Lefort_opinion
    Article

    Ten takeaways from Compliance Week 2018

    2018-05-25T13:30:00Z

    Editor in Chief Dave Lefort presents 10 takeaways from Compliance Week’s 13th annual national conference—with contributions from CW’s Jaclyn Jaeger, Joe Mont, and Tammy Whitehouse.