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- James Comey: Buckle up for dangerous post-pandemic risk landscape
- OFAC fines Nordgas $950K for Iran sanctions violations
- Ex-GPB Capital CCO avoids prison in SEC theft case
- Booking.com fined $557K under GDPR for reporting data breach late
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ArticleStudy: Post-financial crisis fines against financial institutions hit $36B
Global fines and penalties against financial institutions hit $36 billion last year, as ramifications from the financial crisis continue to reverberate throughout the financial services industry, according to a new report.
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Compliance involvement crucial to consistent ESG disclosures, SEC says
SEC examiners are focusing on whether registered firms’ ESG disclosures align with their investment practices.
- Webcast
CPE Webcast: Mastering knowing your data and establishing a defensible data inventory
In today’s data drive world, legal and compliance professionals must know their organization’s data, meaning the legal department must clearly understand how to quickly find and access data requested for litigation, audits and investigations, and how to protect data in compliance with privacy laws.
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