- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2016-09-16T15:00:00
Artivest, a technology-driven investment platform, has appointed Jon Feigelson as general counsel and chief compliance officer.
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2018-11-28T10:45:00Z By CW Staff
Boston Mutual Life Insurance Company, a national insurance carrier, has appointed Christine Williams as second vice president - chief compliance, privacy, and anti-money laundering officer.
2018-11-26T13:15:00Z By CW Staff
SunTrust Banks announced that Jerome Lienhard will retire as chief risk officer at the end of the year, following a 40-year career in the financial services industry. Ellen Koebler will succeed Lienhard as chief risk officer, effective Jan. 1, 2019.
2025-03-19T11:53:00Z By Adrianne Appel
An investment company and its founder, president, and chief compliance officer flagrantly kept violating mutual fund rules for multiple years after settling with the Securities and Exchange Commission, the SEC said in a complaint against the company.
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