Join Executive Q&A with Microsoft and Frost Bank Risk Management Leaders to hear how their companies are addressing new risks brought by pandemics.
Posted inEthics & Culture
10 reasons why you should be a compliance officer
Jonathan Bowdler of the International Compliance Association shares his list of factors that make compliance an appealing profession today.
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Managing Sanctions Compliance in a Global Economy Part 2: Maximizing Automated Retroactive Screening
Regardless of industry, companies have ample growth opportunities in today’s global economy—but with that growth comes an increasingly complex landscape of rules, regulations and compliance pitfalls.
Posted inEurope
Assessing U.K. sanctions in a post-Brexit world
Can the United Kingdom play with the big boys when it comes to issuing its own sanctions, and what do compliance professionals need to know as Brexit’s start date looms closer?
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SCCE’s Virtual Compliance & Ethics Institute
Hear from industry pros on emerging trends & hot topics with 100+ sessions to choose from & lower pricing available.
Posted inRisk Management
Twitter cyber-attack should be wake-up call for firms
The recent cyber-attack directed at Twitter was the online equivalent of an explosive device being detonated. The ICA breaks down lessons learned from the hack and what firms can do to enhance their cyber-security controls.
Posted inEurope
Commerzbank fine demonstrates danger of AML lapses
The Financial Conduct Authority’s fine of £37.8 million (U.S. $47.5 million) on Commerzbank’s London branch is a reminder that the most fundamental risk-based AML controls are still not being implemented at some financial services firms.
Posted inFrom the Archive
Compliance Training That Sticks
A free guide from OnCourse Learning to creating a high-impact financial compliance program.
Posted inRisk Management
Managing emerging trade-based money laundering risks
Trade-based money laundering was already happening prior to the coronavirus pandemic, but now its nature has shifted. The ICA offers key considerations for managing emerging risks.
Posted inFrom the Archive
Automating Compliance to Improve Risk Posture
Where can you best leverage automation and AI in GRC? As companies shift to a proactive risk-based approach to measuring and managing risk, compliance can still take up a significant amount of resources.
