The era of artificial intelligence adoption is testing the old ways of doing compliance, underscoring the need for continuous monitoring. Compliance isn’t a one-and-done activity, but sometimes organizational incentives and goals fail to prioritize the importance of this.
Posted inRisk Management
Strengthening BSA/AML defenses: Critical role of ERTs in modern day compliance
Enforcement actions in the first half of of 2024 by the Treasury Department’s Financial Crimes Enforcement Network highlight the importance of proactive measures in Bank Secrecy Act compliance rather than just being compliant.
Posted inUncategorized
Patriot Battery Metals names Pilbara Minerals’ GC as executive vice president
Patriot Battery Metals announced that Alex Eastwood, one of the founding senior executives at Pilbara Minerals in the roles of general counsel, chief commercial and legal officer, and company secretary, will join as executive vice president–commercial.
Posted inAnti-Bribery
Former U.K. Gambling Commission investigator on AML/CFT regulations
Recent events have put a spotlight on the role of the U.K. Gambling Commission, following its investigation into privileged information allegedly being used to bet on the date of the U.K. general election.
Posted inUncategorized
ExpertConnect Litigation Support appoints GC
ExpertConnect Litigation Support announced that Jay Prabhu has been named managing director and general counsel.
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Webinar – Why are companies ditching hotlines
In 2024, our workplaces require proactive Speak Up technologies. Join Vault on August 6 to learn how you can implement these in your organization.
Posted inEthics & Culture
How fintechs can overcome major compliance hurdles in embedded finance
Margaret Holmes Tibbets, chief compliance officer at financial technology company Pipe, explains how firms are facing an existential compliance crisis, and to survive they’ll need to overcome not one but two hurdles.
![OT-tpm-compliance-week-infosecs-guide-to-tprm-display-ad-600x400[52]](https://i0.wp.com/www.complianceweek.com/wp-content/uploads/2024/05/ottpmcomplianceweekinfosecsguidetotprmdisplayad600x40052_410236-1.png?resize=600%2C400&ssl=1)
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eBook: InfoSec’s guide to third-party risk management
Working with third parties is essential to the success of almost every organization. But it also introduces numerous security risks and challenges. In the last year alone, 84% of security professionals experienced at least one significant disruption directly attributed to a third party. Organizations across all industries are quickly — and painfully — seeing gaps in their current security programs.
In this eBook, we spoke with leading security experts across various operational functions, from CISOs to cyber risk managers to procurement leads, about their approach to working with third parties. Learn how to:
- Approach a TPRM program as an InfoSec professional
- Get buy-in from key stakeholders
- Leverage existing company resources and tools
- Implement a TPRM program across the organization
Download this resource to learn how InfoSec professionals build a TPRM program that effectively manages third-party risks.
Posted inEthics & Culture
Want to be an ethical supply chain influencer? It’s all about the ‘collab’
Supply chain and ethics and compliance professionals could take a page out of the social media influencer playbook and look to collaborate with suppliers more to create their own win-win scenarios.
Posted inEthics & Culture
Compliance’s role in managing challenges related to employee side hustles
Employees engaging in side businesses—part-time jobs or new company creations—can introduce a myriad of risks for a company.
