GRC Announcements

Daylight Forensic & Advisory, a regulatory advisory and investigative firm, announced a new Anti-Money Laundering service, Transaction Monitoring Teaming Services. This service teams Daylight’s AML analysts with in-house compliance officers at banks, credit unions, brokerage firms, and insurance companies to enhance AML suspicious activity reporting and overall AML risk management. TMTS is designed to augment […]

Archer Technologies, a provider of enterprise governance, risk, and compliance solutions, has announced that Accuvant, an information security and risk and compliance management consulting firm, has joined the Archer Exchange, an online marketplace supporting enterprise GRC initiatives. Through the Exchange, Archer’s Fortune 1000 clients have direct access to Accuvant’s Archer-certified consultants, who can assist them […]

WoltersKluwer Financial Services has released a new book that helps securities professionals navigate, better understand, and apply Financial Industry Regulatory Authority rules. The book, “Practical Guide to Broker-Dealer Regulation,” organizes FINRA rules by functional areas of a broker-dealer, making it easier for compliance officers to find the rules that apply in a particular situation. The […]

EthicsPoint, a provider of hotline and anti-fraud reporting and case management services, has announced the availability of new customizable Web-based report templates. The new HTML-based report forms extend EthicsPoint’s hotline reporting portal to managers for documenting issues and complaints received in conversations with their employees. EthicsPoint’s Issue and Event Manager Report Forms help streamline issues […]

ActionBase, a provider of human process management solutions, has announced the release of Audit.Tracker, a new software solution that enables tracking and control of an organization’s entire audit process. Audit.Tracker begins tracking from the initial planning steps to the audit reviews and subsequently ensures all findings and recommendations are fully implemented in a timely manner. […]

Corpedia, a provider of corporate and institutional ethics training, consulting, and risk-assessment solutions, has issued five “pointers for performance” to help companies create a strong ethical culture and reputation for integrity. Corpedia’s top five simple pointers for performance include: Don’t wait until it’s too late: Take preventative measures by instituting an effective compliance and ethics […]

Wolters Kluwer Financial Services has strengthened its Wiz Sentri: Anti-Fraud solution to help U.S. and U.K. financial institutions prevent crimes tied to cash management activities. The Wiz Sentri: Anti-Fraud solution can help both U.S. and U.K. institutions monitor continuously and in real-time for criminal activity such as account hijacking, kiting, insider fraud, ATM fraud, and […]

TextGuard has announced TextGuard for Blackberry and TextGuard for Windows Mobile, a software application for mobile devices that monitors and archives text conversations within an organization. TextGuard secures, manages, and coordinates mobile communication and devices, providing archiving capabilities on a secured server remotely accessible by a compliance officer or authorized user. “With the increase in […]

CT Summation, a provider of litigation workflow and eDiscovery solutions, has announced its strategic partnership with Atlanta-based Nexidia, a provider of audio search and speech analytics solutions. The partnership provides the industry’s first complete solution for the integration of reviewable audio content and all existing case data for simple, more accessible eDiscovery and litigation support. […]

CCH Sword, a developer and supplier of operational risk control solutions to the global financial services sector, has released the latest version of its Enterprise Risk Management system with a major upgrade to the risk and control assessment module. The new module now enables an organization that has varying risk assessment programs—such as operational risk, […]