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Minerals Technologies Names Compliance Officer

Minerals Technologies—a global developer, producer and marketer of specialty mineral, mineral-based and synthetic mineral products and related systems and services—has promoted Thomas Meek to senior vice president, general counsel, corporate secretary, and chief compliance officer. Since Sept. 1, Meek has served as vice president, general counsel, and corporate secretary. Meek joined Minerals Technologies in 2009 […]

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Manulife Financial Names Compliance Officer, Asia

Manulife Financial, a Canadian-based financial services group operating in 21 countries and territories worldwide, has appointed Steven Yeo senior vice president and chief legal and compliance officer, Asia. His appointment became effective Oct. 10.   With over 23 years of legal experience, Yeo joins Manulife Financial from a global financial institution, where he most recently served […]

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Cheevers & Company Names Chief Compliance Officer

Cheevers & Company, an agency-only brokerage providing execution services for a diverse range of institutional clients and asset managers in both domestic and international equities, has named Ryan Peterson as chief compliance officer. Peterson comes to Cheevers & Company from Fox River Execution Technology, where he also served as chief compliance officer. Unlike many other […]

Posted inRegulatory Enforcement

‘Price Reduction Clauses’ Raise False Claims Act Perils

A record $200 million False Claims Act settlement that the General Services Administration reached this month with Oracle is putting a spotlight on price- reduction clauses that can cause compliance troubles for government contractors. Oracle’s settlement, announced by the Justice Department on Oct. 6, is the latest in a handful of recent cases alleging defective […]

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Amgen Names New Board Member

Biotechnology company, Amgen, has appointed Robert Bradway to the company’s board of directors. Bradway is Amgen’s president and chief operating officer. He will not serve on any committees of the board. Bradway joined Amgen in 2006 as vice president, operations strategy and served as executive vice president and chief financial officer from April 2007 to […]

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OCC Names New Head of Supervision Policy

The Office of the Comptroller of the Currency, which charters and oversees a nationwide system of national banks and federal savings associations, has appointed John Lyons as Senior Deputy Comptroller for Bank Supervision Policy and Chief National Bank Examiner. Additionally, David Wilson has been named Examiner-in-Charge (EIC) of Citibank. Both Lyons and Wilson are essentially […]

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