Posted inUncategorized

Building an Effective Training Program

A seemingly endless array of accounting, compliance, and reporting changes continue to bombard companies in all industries, forcing many compliance and financial executives to revisit their in-house training programs to ensure that they address the complex task of readying employees to implement the required changes. In addition to long-time Sarbanes-Oxley Act reporting obligations, companies now […]

Posted inAnti-Bribery

The Dos and Don’ts of Corporate Hospitality

Rigorous enforcement activity against those who run afoul of the Foreign Corrupt Practices Act is apparently causing some compliance executives to second-guess even routine compliance decisions on corporate hospitality. That’s what many in the compliance community make of the Justice Department’s first FCPA advisory opinion release of 2011, which reiterates two nearly identical opinion releases […]

Posted inFrom the Archive

Third Avenue Management Names Chief Risk Officer

Third Avenue Management, a New York-based investment advisory firm that offers its services to private and institutional clients, has appointed Thomas Gandolfo as chief risk officer. Gandolfo, who is a member of Third Avenue’s investment team and risk management committee, will assume the newly-created role effective Aug. 1.   Gandolfo will be responsible for overseeing […]

Posted inFrom the Archive

Weatherford International Names Chief Accounting Officer

Switzerland-based Weatherford International, a global provider of innovative mechanical solutions, technology and services for the drilling and production sectors of the oil and gas industry, has hired John Briscoe as vice president and chief accounting officer. It is expected that Briscoe will assume his role with Weatherford in August. Briscoe served as vice president and […]

Posted inFrom the Archive

Tetra Tech Shuffles Management Team

Tetra Tech, a provider of consulting, engineering, program management, construction, and technical services addressing the resource management and infrastructure markets, has promoted its acting chief financial officer and treasurer, Steve Burdick, to permanently fill the roles. Brian Carter will fill Burdick’s previous position as vice president, corporate controller and chief accounting officer. With more than […]

Posted inFrom the Archive

First Banks Names New Board Members

First Banks, with assets of $6.92 billion and 149 branch banking operations in California, Florida, Illinois and Missouri, announced the election of two new members to its board of directors. John Poelker and Guy Rounsaville. With over 40 years of experience in the financial services industry as both an executive and a consultant, Poelker currently […]

Posted inFrom the Archive

Measuring Compliance Program Effectiveness

For all the time and money spent designing and building ethics and compliance programs, compliance officers—and regulators, and investors, and many others—still want to know: Does all this effort actually work? Apparently the answers are still elusive. How companies measure the effectiveness of their compliance programs was one of the questions posed to senior compliance […]

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