In this edition of the Compliance Week Podcast,ย we chat with Dennis Amorosano ofย Canon Information & Imaging Solutions about the often-overlooked need for print compliance andย how your seemingly harmlessย office printer couldย cause GDPR and other data security headaches.
Joe Mont
NASAA expands coordinated crypto-crackdown
The North American Securities Administrators Association says more than 200 active investigations ofย crypto-currency-related investment products are currently underway by state and provincial securities regulators in the United States and Canada as part of โOperation Cryptosweep.โ
OCC opens public comment phase for modernizing CRA
The Office of the Comptroller of the Currency has is nowย seeking public comments on the best ways to modernize the regulatory the Community Reinvestment Act.
CFPBโs student loan ombudsman slams the door on his way out
The CFPBโs student loan ombudsman may have quit, but he is not going quietly.ย โAfter 10 months under your leadership, it has become clear that consumers no longer have a strong, independent consumer bureau on their side,โ Seth Frotman told his former boss, Acting Director Mick Mulvaney.
SECโs Consolidated Audit Trail faces more delays
The SEC has announced that it may take until November for initial phases of its ambitious, but often delayed, Consolidated Audit Trail to begin initial operations.
Hot and getting hotter in Teslaโs kitchen
The real discussion surrounding Tesla and the recent tweet from CEO Elon Musk is a much-needed debate about boards of directors.
Senate Banking Committee advances SEC nominee
The Senate Banking Committee, on Thursday, approved the nomination of Elad Roisman for the Securities and Exchange Commission. Heย now heads to a confirmation vote by the full Senate.
SEC amends rulesย to improve municipal securities reporting
The SEC has adopted amendments intended to enhance transparency in the municipal securities market.ย The amendments focus on material financial obligations that could effectย liquidity, creditworthiness, andย existing security holdersโ rights.
SEC acts to simplify, update disclosure requirements
The SEC has announced efforts to streamlineย certain disclosure requirements that have become โduplicative, overlapping, or outdated in light of other Commission disclosure requirements, and U.S. Generally Accepted Accounting Principles.”
HUD files housing discrimination complaint against Facebook
The Department of Housing and Urban Development has announced a complaintย against Facebook for โviolating the Fair Housing Act by allowing landlords and home sellers to use its advertising platform to engage in housing discrimination.โ


