Compliance practitioners might know how to undertake customer due diligence, but may never ask themselves why and might have limited knowledge of other anti-money laundering areas.
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TeamMate Touchstone Audit Industry Study
Groundbreaking research into the methodology and maturity of internal audit functions around the globe. Participate today.
Posted inEurope
Effective AML training: Four questions to answer
There are a multitude of factors that need to be established when determining training requirements. What is clear is that a one-size-fits-all approach doesn’t work.
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The Cost of Third-Party Cybersecurity Risk Management
Survey of 600 IT security professionals finds organizations and third parties view their third-party cyber risk management (TPCRM) practices as important but ineffective today.
Posted inRisk Management
Six strategies for FinTech adoption in banking
Thomas Wan of the International Compliance Training Academy outlines strategies for navigating the dynamic terrain of FinTech adoption within the banking industry.
Posted inUncategorized
ICA announces regulatory and financial crime conference in Dubai
The International Compliance Association will host its inaugural MENA Regulatory and Financial Crime Compliance Conference in Dubai on March 1-2. His Excellency Ebrahim Obaid Al Zaabi, director general, Insurance Authority, will deliver the keynote address.
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Six Steps to Complete Third-Party Risk Management: A Guide to Build, Mature or Optimize Your TPRM Program
Ensuring compliance with third-party risk management (TPRM) regulatory and cyber security requirements means having the right combination of processes and controls in place, and that you can efficiently demonstrate these processes and controls to auditors.
Posted inAccounting & Auditing, AML, Anti-Bribery, Data Privacy, Ethics & Culture, Financial Services, Internal Controls, Regulatory Enforcement, Risk Management, Technology
Top ethics and compliance failures of 2019
From antitrust and privacy concerns in the tech world to compliance officer liability in the pharmaceutical industry to unethical practices in the banking and accounting professions, more than a dozen companies made Compliance Week’s list of the biggest compliance fails in 2019.
Posted inAML
Skills crucial to combating terrorist financing
The pernicious strength of terrorism is its element of surprise: Just when you think it’s disappeared, it rears its ugly head. A proven and effective method of preventing it is disrupting the financial networks used to fund it.
Posted inInternal Controls
Future-proofing the compliance professional
There may be many aspects of the future outside our influence, but something we can control is our ability to invest in our knowledge and skills to better prepare us for the opportunities and challenges we may be presented with.
