Appointment Blogs | Compliance Week – Page 6
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Freedom Holding adds first legal chief
Financial services company Freedom Holding Corp. announced the appointment of Jason Kerr as its first chief legal officer.
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Cetera names chief compliance officer
Cetera Financial Group named Daniel Burkott as chief compliance officer of its tax channel, which includes Cetera Financial Specialists and Avantax.
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Ardent Health appoints chief compliance officer
Ardent Health announced the appointment of Jason Ehrlinspiel as chief compliance officer.
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Alliance Entertainment announces chief compliance officer
Alliance Entertainment Holding Corp. announced the appointment of Robert Black as chief compliance officer.
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Texas Capital names chief risk officer
Texas Capital Bancshares, the parent company of Texas Capital, announced the appointment of David Oman to serve as chief risk officer.
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Stellantis adds ex-Saint-Gobain CECO as corporate office head
Automaker Stellantis announced that Clara Ingen-Housz, who was previously Saint-Gobain’s group legal counsel and chief ethics and compliance officer, will be appointed head of the global corporate office and public affairs.
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Baker Tilly names GC as chief risk officer
Advisory, tax, and assurance firm Baker Tilly announced the appointment of Principal and General Counsel Theresa Meiners as chief risk officer.
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Neptune Flood promotes chief risk officer
Insurance company Neptune Flood announced the promotion of Matt Duffy to managing director and chief risk officer.
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Xcel Energy names legal, compliance chief
Utilities company Xcel Energy named Rob Berntsen as executive vice president and chief legal and compliance officer.
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Lomiko announces chief sustainability officer
Canadian mining company Lomiko Metals announced Cindy Valence will join as chief sustainability officer.
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Broadway Financial appoints GC, chief risk officer
Broadway Financial Corp., the holding company of City First Bank, announced Elizabeth Sur as executive vice president, general counsel and chief risk officer of both Broadway and the bank.
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CSAA Insurance Group names legal chief
CSAA Insurance Group named Katherine Evans as executive vice president and chief legal officer.
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Laurentian Bank announces chief risk officer
Montreal-based Laurentian Bank announced the appointment of Christian De Broux as chief risk officer.
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Empower adds chief compliance officer
Retirement services provider Empower announced KC Waldron will join the company as chief compliance officer.
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FirstEnergy names chief privacy officer
Electric utility company FirstEnergy Corp. named Deandra Williams-Lewis as chief privacy officer, in addition to her current role as director, ethics and compliance.
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WiTricity promotes GC, legal chief to CEO
Wireless charging technology company WiTricity Corp. announced Joe Benz, general counsel and chief legal officer, was promoted to chief executive officer.
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Clarion Capital Partners adds general counsel
Investment manager Clarion Capital Partners announced Jeff Sipos returned to the firm as general counsel and chief administrative officer.
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National Bank of Canada announces new risk chief
National Bank of Canada announced Jean-Sébastien Grisé, currently senior vice president and chief credit officer, will be appointed as executive vice president, risk management and chief risk officer.
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KfW names chief sustainability officer
Development bank KfW announced Jürgen Kern will be its chief sustainability officer.
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Alpha announces general counsel
Mining company Alpha Metallurgical Resources announced the appointment of Mark Manno as executive vice president, general counsel and secretary, effective June 1.