Close

Are you in compliance?

Don't miss out! Sign up today for our weekly newsletters and stay abreast of important GRC-related information and news.

×

Status message

Start your free, no obligation 5-day trial to continue exploring with full access.

Final SEC Trial Scorecard for FY 2014: SEC Posts 5-7-5 Record in 17 Trials

Bruce Carton | November 26, 2014

In March 2014, I began tracking the SEC's federal court trials in FY 2014 (which began on October 1, 2013), and the results in each case. The SEC's final trial scorecard in FY 2014 included a total of 17 trials. Of those 17 trials, SEC had five outright victories in which it won on all of its claims, seven losses in which it lost on all of its claims, and five mixed verdicts in which it won on some claims and lost on others. The complete list of the SEC's FY 2014 trials and outcomes is as follows:

  1. SEC v. Cuban:  VERDICT—FOR DEFENDANT (Oct. 2013)
  2. SEC v. AIC Inc.VERDICT—FOR  SEC (Oct. 2013...
    Read this single article for $49, or click the subscribe button below to review subscription options.

Enjoy unlimited access to thousands of articles, browse five years of digital magazines, qualify for reduced admission to events, and more.