- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Blueprint Software, a provider of regulatory change management solutions, announced its partnership with RegTech company Compliance.ai to supply Blueprint customers with financial-focused regulatory content.
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First Horizon Advisors will pay a $325,000 fine to settle allegations from the Securities and Exchange Commission that it violated Regulation Best Interest in part due to issues with incorporating a merged firms’ accounts into its systems.
Federal banking regulators approved a new rule for bank mergers that will require additional scrutiny of mergers for antitrust issues for large and mid-sized banks.
Walgreens agreed to pay nearly $107 million to resolve allegations, first brought by two whisteblowers, that it improperly billed federal healthcare programs for prescriptions that were never picked up or delivered.
