All BMO Financial Group articles
-
News BriefBroker-dealer BMO Capital Markets to pay $41M to settle trade supervision lapses
A broker-dealer subsidiary of Toronto-based BMO Financial Group will pay nearly $41 million in penalties to the Securities and Exchange Commission to settle allegations that its traders issued misleading disclosures on bonds for three years, causing $19 million in harm to its customers.
-
Article
Fifth Third names new CFO, chief risk officer
Fifth Third Bancorp announced the appointment of Jamie Leonard as chief financial officer. The company also named Bob Shaffer as chief risk officer, succeeding Leonard.