All Cambria Capital articles

  • SEC building
    News Brief

    SEC fines broker-dealer $100K over SARs reporting failures

    2023-03-06T20:16:00Z

    Cambria Capital agreed to pay $100,000, hire an independent anti-money laundering consultant, and be censured for failing to file suspicious activity reports on certain transactions over a two-year period, according to the Securities and Exchange Commission.