Wolters Kluwer’s “Regulatory & Risk Management Indicator” says two-thirds of financial institution executives continue to describe high levels of compliance-related regulatory risk, even if their level of anxiety over those risks has decreased.
Financial Services
Posted inFinancial Services
Waters builds new agenda for Financial Services Committee
With new leadership, Rep. Maxine Waters (D-Calif.), the House Financial Services Committee is setting its agenda for the new session of Congress.
Posted inInternal Controls
Immuta adds Richard Geering as VP of GRC
Enterprise data management solutions provider Immuta announced the hiring of Richard Geering as the company’s vice president of governance, risk, and compliance.
Posted inFinancial Services
NICE Actimize launches financial crime advisory practice
Autonomous financial crime management provider NICE Actimize announced the launch of its Financial Crime Enterprise Consulting & Advisory Practice (eCAP) and introduced its Financial Crime Target Operating Model.
Posted inFinancial Services
Professional Bank Services offers financial training option
Financial education firm Professional Bank Services announced the launch of bankED, an online training option for meeting the financial industry’s annual regulatory and policy-driven education requirements.
Posted inFinancial Services
Bank culture improved since recession, but challenges remain
A new report says despite ongoing efforts to improve conduct and culture deficiencies, the nation’s banks still face serious brand and reputation challenges.
Posted inRisk Management
New Fed risk report finds corporate debt concerns, Brexit fallout
On Nov. 28, the Federal Reserve’s Board of Governors released its first-ever Financial Stability Report. Among the risks: increasing levels of corporate leverage and international instability.
Posted inFinancial Services
Fenergo creates CLM solutions app for Salesforce
Client Lifecycle Management (CLM) solutions provider Fenergo announced the creation of an app for financial institutions that deploy Salesforce.
Posted inFinancial Services
SWIFT solution combats fraudulent payments
SWIFT, a secure financial messaging service, announced the introduction of Payment Controls, an in-network solution to combat fraudulent payments and help strengthen customers’ existing security.
Posted inFinancial Services
Compliance.ai launches financial regulation workflow solution
RegTech company Compliance.ai announced the launch of a solution designed to help chief compliance officers manage the growing volume of financial regulatory changes.
