From the Archive

This report begins with a review of segregation of duties and sensitive access controls, and reasons why both subjects are often misunderstood by the audit and compliance community. It then offers an 11-step method for assessing business processes to find gaps where SoD and SA controls are necessary, establishing those controls, testing them for effectiveness, […]

CCO 2.0 provides the compliance practitioner with some of the most current ideas on the types of skills that a compliance officer might need and how to market the compliance function within the corporate environment.  

US Grant Hotel
San Diego, CA 92101
United States

The EU General Data Protection Regulation is stirring the pot for financial institutions in trying to strike a balance between complying with AML laws while ensuring data protection.

Swedish data privacy company DPOrganizer announced the addition of a new tool to its privacy management software. The Incident Manager enables businesses to act in accordance with GDPR, reducing the risk of financial and reputational loss.

Accellion, a secure file-sharing and governance platform provider, today announced the general availability of its CISO Dashboard. With the CISO Dashboard, IT security and compliance executives have for the first time ever a visual and traceable record of every piece of sensitive content—in or outside of the organization.

In this edition of the Compliance Week podcast, we chat with David Mark, senior vice president and regulatory compliance counsel for  LendKey Technologies, a lending platform used by banks and credit unions to source and manage loans online. We discuss the compliance challenges inherent in his firm’s marketplace.

President Trump on Tuesday announced the United States was pulling out of the Iran nuclear deal and will reinstate sanctions on the Iranian regime.

In one of Cricket’s biggest scandals ever, the Australian national Cricket team, concocted a scheme to scruff the ball on piece of yellow tape in the pants pocket of the bowler, Cameron Bancroft. Is the team corrupt, through and through?

The raids by ICE last week on 7-Eleven stores nationwide portend a good reason to document, document, document, and The Man From FCPA suggests you go back and double check your documentation at both your corporate headquarters and at each location, so if the government comes raiding, you will be able to demonstrate compliance with the relevant immigration laws.