Stockton University Professor of Finance Dr. Michael Busler says regulating industry can be very costly to consumers.
Regulatory Policy
Posted inRegulatory Policy
Point: Regulation is a stabilizing force
Santa Clara University behavioral finance professor Hersh Shefrin says regulation is a remedy for a host of imperfections that interfere with well-functioning markets.
Posted inRegulatory Enforcement
Disclosure reform an idea worth pursuing
The SEC is once again digging into disclosure reforms, and the debate has shifted from what to file to how frequently companies need to file.
Posted inRegulatory Enforcement
Unfinished business, lingering questions guide regulators into New Year
In 2019, regulators look to build on initiatives that began last year while tackling increased political tensions.
Posted inRegulatory Enforcement
How compliance officers can shape enforcement in 2019
Compliance officers and in-house counsel will increasingly be expected to play a leading role in the Justice Department’s efforts to combat fraud in all areas in 2019.
Posted inRegulatory Enforcement
SEC enforcement priorities for 2019
The Securities and Exchange Commission has set out a demanding enforcement agenda for 2019. At the top of its list: retail investors and cyber-related misconduct.
Posted inData Privacy
What federal data privacy legislation might look like, and how you can prepare
Components from preexisting privacy laws are likely to compose a significant portion of the parameters into which a federal privacy mandate would fit, writes our guest columnist.
Posted inData Privacy
A view from beyond the tech giants
Organizations in sectors outside of technology are voicing their opinions on what a data privacy regulation should entail.
Posted inData Privacy
Tech companies push for national privacy framework
Commonalities among tech companies, when it comes to U.S. data privacy legislation, include a single-standard approach, elevating the FTC, and mandating a risk-based methodology.
Posted inData Privacy
FAQ: Understanding U.S. privacy protections in place and under consideration
The following is a look at some of the many questions companies may have as debates continue over national and state laws and regulations pertaining to data privacy protections.
