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Posted inInternal Controls
12 Lessons from One Trillion Screens
Now that RDC has carried out one trillion screens they assure you, efficient compliance screening is possible.
Posted inInternal Controls
Leveraging Microsoft Office 365 for Policies and Procedures Management
In today’s business climate, policy and procedure management is essential to stay in compliance and create a solid foundation that will enable organizations to communicate effectively, foster a sense of company cohesion, develop employee engagement, and reduce noncompliance.
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Driving ROI: The Case for a Comprehensive Equity Compensation Solution White Paper
Compensation structures continue to evolve, with new and added award types, a greater demand to tie pay to performance, more complex accounting, and more time being spent addressing participant questions and issues.
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Sustainability and the board: What do directors need to know?
With growing investor attention to sustainability, there is often greater emphasis on the governance element (the “G”) of ESG (environmental, social, and governance) and the board’s fiduciary duty to oversee a company’s strategy, risk, and capital allocation.
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Committing to Data Privacy Compliance: The California Consumer Privacy Act and Steps to Prepare
California’s new data privacy law, The California Consumer Privacy Act of 2018 (CCPA), is ushering in a new era of consumer privacy protections in the U.S.
Posted inData Privacy
Information Studio: Mitigate privacy risks and exploit valuable data
The new California Consumer Privacy Act (CCPA) takes effect on January 1, 2020. Ahead of this milestone – and with several States working on new data management regulations – many financial services organizations are concerned with the risks of non-compliance.
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Best practices for Audio Recording Supervision
Best practices for using AI & ML to enhance audio recording supervision programs.
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Internal Controls Over Financial Reporting Considerations for Developing and Implementing Bots
Companies are rapidly digitalizing parts of their business through robotic process automation (RPA). RPA uses computer-coded, rules-based software robots (i.e., bots) to automate certain human tasks.
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Taming third-party risk with digital
Damaging headlines like this have grown steadily in recent years. Triggered by third parties – such as suppliers, joint-venture partners, and contractors – and exacerbated by longer, more complex supply chains, compliance failures are becoming commonplace. Especially as regulators extend their reach. Building a sustainable framework for third-party risk using emerging technologies and advanced analytics is the way to go.