Who’s watching the machines? People. With many organizations using automation and artificial intelligence as their primary options for mitigating risks and protecting their businesses and customers, it’s increasingly important to have a better understanding of the people who are in the driver seat of those machines and controls.
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Posted inFinancial Services
Institutional Bond ETF Guide: Markets on Demand
Many investors are discovering they can no longer rely exclusively on the old bond trading model to meet all their liquidity needs. Seismic regulatory shifts have reduced large banks’ balance sheets, constraining their ability to hold inventory and support market liquidity. As a result, it has become harder and more costly for investors to source bonds and to quickly adjust their portfolios.
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Third Party Risk: A Journey Toward Maturity
What are third party risk management salaries, budgets, challenges and opportunities? Find out the answers to these questions and more in Third Party Risk: A Journey to Maturity, Results of the 2018 ‘Taking the Pulse of Third Party Risk Management’ Survey.
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Refocus your internal control lens on management review controls
Will the upcoming 16-year anniversary of Sarbanes-Oxley be a cause for celebration or a continued reflection of hitches faced along the way? The ball is in your court.
Posted inFinancial Services
Index Your Bonds: A guide to dispelling the myths
Image: Most investors are familiar with equity index investing, but less so with indexing in fixed income. As a result of this lack of understanding, a growing number of publications are questioning the validity of bond indexing.
Posted inFinancial Services
Beyond Liquidity: Optimizing Product Selection (Greenwich Associates Research)
Image: The number of financial products currently available to portfolio managers is impressive, with some of today’s instruments offering enhanced liquidity and eased access to the underlying markets.
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Global Supply Chain Risk Report
Image: This Global Supply Chain Risk Report is a joint publication by Cranfield School of Management and Dun & Bradstreet. Experts from Cranfield’s Centre for Logistics and Supply Chain Management have analysed Dun & Bradstreet’s transaction and risk data to create this report, which investigates actual supply chain risks faced by European companies with international footprints.
Posted inEthics & Culture
Is your company a hotbed of harassment? 3 Signs That Your Organization is Far from Harassment-Proof
Is your company a hotbed of harassment? True Office Learning data shows that 34% of employees aren’t able to identify behaviors that create a hostile work environment. Here are 3 signs your organization needs anti-harassment training.
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Understanding OFAC: A Best Practices Compliance Guide for All Businesses
Image: Download this white paper, Understanding OFAC: A Best Practices Compliance Guide for All Businesses, to learn how you can enhance your compliance programs and mitigate potential risks.