Read this practical guide that outlines the four key TPRM processes to adopt, and how a Lean Digital approach successfully embeds digital technologies through design thinking methods and Lean principles.
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Posted inTechnology
Managing the Insider Threat with Active Directory Security
Explore how the typical insider threat unfolds, and how implementing security best practices can minimize these threats. Read the white paper.
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PDF Document Accessibility: Regulation, Risks, and Solutions for Compliance
As the aging population and the number of people with visual impairments increases, the awareness and demand for content in accessible formats has also gone up. It is critical for businesses to understand the applicable legislative requirements for providing online and document accessibility, as well as the solutions to achieve compliance while delivering an inclusionary, quality customer experience.
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Conducting Pre-Contract Vendor Due Diligence
In ProcessUnity’s new whitepaper, you will learn how to get it right from the start, using pre-contract due diligence to intercept risks before they become problems.
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Realizing the Value of Compliance Through Greater Effectiveness, Efficiency, and Sustainability
Organizations today are challenged to address a confluence of regulatory and business changes that are putting new demands on compliance. For some organizations, compliance costs and inherent risks have dictated significant changes in product offerings and business operations. Compliance should be integrated across the business to be best positioned to contribute to business decisions and adapt to the changing business and regulatory environment.
Posted inEthics & Culture
The OCEG GRC Illustrated Series: GRC for Conflict of Interest Management
FACT: Employee conflicts of interest (COIs) are observed often, but reported rarely. COIs are the third most commonly observed type of misconduct, according to the 2013 National Business Ethics Survey (NBES), but only 49 percent of workers who observe COI misconduct are reporting what they see. FACT: Companies aren’t effectively managing COIs despite technology being […]
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Vendor Risk Management Guide
Managing vendor risk is an ongoing process. As your organization embarks on or continues with this process, you want to get the most benefit from the program and ensure that the information you learn is used organization-wide to make better decisions. Organizations implement vendor risk management programs as a formal way to evaluate, track, and […]
Posted inRisk Management
Follow the Money: New technologies aid in the fight against money laundering and improve bank compliance
Money launderers are always looking for new ways to integrate the proceeds of their crimes into the legitimate financial stream. Criminals are also increasingly laundering money through smaller regional banks, believing that these institutions do not have the millions to invest in the processes and technology needed to effectively resolve entities. To curb this scourge […]
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5 Key Things Your “Policies Policy” Must Have
Your policies and procedures tell your employees, partners, customers, and vendors how you operate–from the offers you price, to the credit you extend, from the trades you conduct to the parties you hire. With so much at stake, and all of it within a fluid context of changing regulations and expectations, a static library of […]
Posted inTechnology
Information Governance Considerations and Big Data in The Financial Services Sector
Learn how you can manage Big Data in the financial services sector and protect yourself from an uncertain future. When it comes to information governance in the financial services sector, remember that: Scrutiny by regulators is increasing. Auditors need comprehensive context to examine and reconstruct a financial event properly. Any non-compliance that auditors do find […]
