In the past, compliance training was regarded by companies as optional. Organizations can no longer afford to take that view.
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How businesses are confronting governmental licenses in M&As
With all the moving parts of mergers and acquisitions, governmental licenses often get lost in the shuffle. But part of an M&A subject to the whims of thousands of licensing jurisdictions should not go ignored.
Posted inInternal Controls
Future-proofing your investment compliance
Seismic change is afoot for asset managers’ investment compliance programs given the significant uplift in SEC proposed rules for investor protection combined with demands for greater transparency.
Posted inESG/Social Responsibility
Preparing for the SEC’s climate-related disclosure rule
More than 70 percent of respondents to a recent survey from Compliance Week and advisory, tax, and assurance firm CohnReznick LLP said their companies were already preparing to comply with the climate-related disclosure rule proposed by the Securities and Exchange Commission.
Posted inRisk Management
How Compliance Can Prevent Risk and Rapidly Respond to Change
The compliance and risk landscape grows more complex each day, and the rate of change in the space is only accelerating.
Posted inInternal Controls
Compliance & Conversions: How fintechs have both with Veriff
In this exclusive eBook from Veriff, discover the current state of compliance surrounding fintechs.
Posted inCase Studies
A Tale of Two Storms Case Study
Compliance Week embarked on its first-ever long-form case study in mid-2019 to tell the story of Carnival Corporation’s history of chronic environmental violations and its road back to compliance under new leadership and the watchful eye of the federal government.
Posted inData Privacy
How technology enables data protection
A Compliance Week and BRYTER survey analyzed 81 responses from compliance and legal practitioners who ranked data privacy and cybersecurity threats the No. 1 biggest risk entering 2022.
Posted inResource
Download the ‘Coming Clean’ Volkswagen case study
This comprehensive case study examines how Volkswagen survived a 3-year monitorship in the wake of Dieselgate and worked systematically to change a culture of fear and hurt among a staff of 640,000 to one of integrity and restored pride.
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How technology can power proactive risk management
Money laundering, cybercrime, corruption, trafficking: These are just a few of the many illegal activities that could be putting your business at risk, especially if you’re using outdated, manual processes.